What Is an Institutional Stock Loan?

Simple. Institutional. Non-Dilutive.

An institutional stock loan is a securities-backed financing structure that enables qualified shareholders to access liquidity without selling their publicly traded shares.

Key benefits may include:

✓ Continued share ownership

✓ Preservation of voting rights

✓ Retention of long-term market upside

✓ Non-dilutive access to capital

Potential tax-deferral treatment may apply. Consult your CPA or tax advisor.

Primary underwriting emphasis is placed on the underlying securities and transaction structure.

All transactions are secured by verifiable, publicly traded securities held at recognized custodial institutions and are subject to transaction-specific underwriting.

Transactions are evaluated confidentially and structured based on the characteristics of the underlying securities and the borrower's objectives.

SECTION 7 — Key Benefit

Why Qualified Shareholders Use Institutional Stock LoansWhy Elite Principals Use This Structure

Non-Dilutive Liquidity

Access liquidity without selling your publicly traded shares.

Ownership Retained

Maintain economic ownership and participation in future upside, subject to transaction structure and documentation.

No Additional Collateral

The underlying publicly traded securities serve as the primary collateral, subject to underwriting.

Flexible Use of Proceeds

Capital may be deployed for acquisitions, growth initiatives, infrastructure, energy, AI, manufacturing, real estate, or other approved purposes.

Institutional Capacity

Transaction sizes typically range from $10 million to $1 billion+, subject to security eligibility and underwriting.

Asset-Based Underwriting

Primary evaluation focuses on the quality, liquidity, and characteristics of the underlying securities.

Efficient Execution

Qualified transactions may proceed significantly faster than many traditional financing structures.

Pricing is determined on a transaction-specific basis.

Access liquidity against eligible publicly traded securities across 80+ global exchanges and 100+ jurisdictions, enabling efficient capital deployment across international markets.

Designed for cross-border principals, international portfolios, family offices, institutions, and sovereign counterparties.

Subject to exchange eligibility, custodial verification, and transaction-specific underwriting.

SECTION 9 — Why RDE Stock Loans

Built for Serious Capital at Scale

RDE Stock Loans serves qualified principals seeking non-dilutive liquidity secured by publicly traded securities.

✓ Customized institutional structures

✓ Principal-to-principal engagement

✓ Non-recourse structures available, subject to underwriting

✓ Global execution capabilities

✓ Confidential review process

✓ Transaction-specific underwriting

We work with qualified principals, family offices, institutions, and sovereign counterparties seeking efficient access to institutional liquidity solutions.

SECTION 10 — Transaction Structure

Direct Principal-to-Principal Execution

To maintain confidentiality, efficiency, and execution integrity, transactions are conducted through direct engagement with qualified principals and authorized representatives.

Requirements for Engagement

✓ Proof of ownership or authorized signing authority

✓ Institutional due diligence and compliance review

✓ Verification of custodial and transaction documentation

✓ Transaction-specific underwriting

Execution Standards

✓ Direct principal engagement

✓ Confidential review process

✓ Institutional compliance protocols

✓ Streamlined execution framework

• All transactions are reviewed on a confidential basis and subject to compliance, custodial verification, and underwriting requirements.